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Special Report: CFTC examines High Frequency Trading
The Commodity Futures Trading Commission hosted a wide-ranging discussion of high-frequency trading at a meeting of its Technology Advisory Committee on March 29, 2012.
CONTINUE READINGFIA EPTA statement on Ferber Report on MiFID and MiFIR
FIA European Principal Traders Association (FIA EPTA) looks forward to the draft report on the proposed revision to the Markets in Financial Instruments Directive (MiFID) and the proposal for the Markets in Financial Instruments Regulation (MiFIR) by MEP Markus Ferber.
CONTINUE READINGFIA publishes order handling Risk Management recommendations for Executing Brokers
Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.
CONTINUE READINGFIA publishes order handling Risk Management recommendations for Executing Brokers
Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.
CONTINUE READINGGlobal Futures and Options Trading Climbed 11.4% in 2011
Global Futures and Options Trading Climbed 11.4% in 2011
CONTINUE READINGFIA task force issues initial recommendations for enhancing customer funds protections
Washington, D.C.—Feb. 29, 2012—The Futures Industry Association released two documents today to address issues related to the bankruptcy of MF Global.
CONTINUE READINGBBA and FOA joint response to FSA proposed guidance on transaction reporting strategy trades
As FSA knows, our members recognise the importance of an effective reporting regime which supports the FSA in meeting its statutory objectives, in particular the prevention / detection of financial crime.
CONTINUE READINGFOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
FOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
CONTINUE READINGFIA Backs Audit Trail for Securities
The FIA submitted a letter to the Securities and Exchange Commission on Feb. 22 commenting on the SEC’s consolidated audit trail proposal.
CONTINUE READINGMarket Abuse Regulation and Directive - Summary of Key Points
Market Abuse Regulation and Directive - Summary of Key Points
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