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Response to Proposed Amendment to CFTC Large Trade Reporting Rules
Response to Proposed Amendment to CFTC Large Trade Reporting Rules
CONTINUE READINGFOA Guidance on Systems and Controls for Electronic Trading Environments
FOA Guidance on Systems and Controls for Electronic Trading Environments
CONTINUE READINGFIA issues guidance on systems and controls for electronic trading environments
This document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the ‘Guidelines on systems and controls in an automated trading environment’ (ESMA Guidelines).
CONTINUE READINGFIA issues guidance on systems and controls for electronic trading environments
This document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the ‘Guidelines on systems and controls in an automated trading environment’ (ESMA Guidelines).
CONTINUE READINGUS District Court Strikes Down Position Limits Rule
The U.S. District Court for the District of Columbia issued a ruling on Sept. 28, 2012 striking down the Commodity Futures Trading Commission's position limits rule.
CONTINUE READINGCFTC Grants Certain Relief for Rule 1.73
CFTC staff granted an extension of time to comply with certain provisions of the clearing member risk management rule, Rule 1.73, which is scheduled to go into effect on October 1, 2012.
CONTINUE READINGSeg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
Seg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
CONTINUE READINGFOA Response to Financial sector resolution: broadening the regime (Cm8419)
FOA Response to Financial sector resolution: broadening the regime (Cm8419)
CONTINUE READINGFOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories
FOA response to ESMA Consultation Paper on Draft Technical Standards for Regulation of OTCs, CCPs and Trade Repositories
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