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FIA's Lukken testifies at Senate Hearing on MF Global and Peregrine Financial
Walt Lukken, president and chief executive officer of FIA, testified before the Senate Agriculture Committee today at a hearing on the failures of MF Global and Peregrine Financial Group.
CONTINUE READINGFIA’s Lukken testifies before the House Agriculture Committee
On July 25, the House Agriculture Committee held a hearing to examine the recent failures of MF Global and Peregrine Financial and the implementation of Dodd-Frank.
CONTINUE READINGFIA issues model disclosure form to assist FCMs in complying with CFTC regulation 1.71
On July 13, the FIA issued a model disclosure form to assist futures commission merchants in complying with Regulation 1.71, a Commodity Futures Trading Commission rule that establishes information barriers between FCMs and affiliated swap dealers and major swap participants and requires FCMs to disclose to their customers conflicts of interest in the provision of trade execution or clearing services.
CONTINUE READINGFIA issues model disclosure form to assist FCMs in complying with CFTC regulation 1.71
On July 13, the FIA issued a model disclosure form to assist futures commission merchants in complying with Regulation 1.71, a Commodity Futures Trading Commission rule that establishes information barriers between FCMs and affiliated swap dealers and major swap participants and requires FCMs to disclose to their customers conflicts of interest in the provision of trade execution or clearing services.
CONTINUE READINGFIA special report: CFTC discusses high-frequency trading
The Commodity Futures Trading Commission hosted a lengthy discussion of high-frequency trading at a public meeting of its Technology Advisory Committee on June 20.
CONTINUE READINGFIA submits MF Global Recommendations to Senate
In response to a request from the Senate Committee on Agriculture, FIA submitted a letter evaluating the current regulatory framework for the exchanged-traded derivatives markets established in the Commodity Exchange Act and our recommendations on changes that would create stronger, safer markets and provide customers with greater protections.
CONTINUE READINGFOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories
FOA response to the EBA Discussion Paper on Draft Regulatory Technical Standards on the Capital Requirements for CCPs Under the Draft Regulation on OTC Derivatives, CCPs and Trade Repositories
CONTINUE READINGFOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories
FOA response to the Discussion Paper on Draft Regulatory Technical Standards on Risk Mitigation for OTC Derivatives, CCPs and Trade Repositories
CONTINUE READINGFOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
FOA Response to CP12/7: Financial Services Compensation Scheme: changes to the Compensation sourcebook
CONTINUE READINGFOA Response to ESMA's Discussion Paper on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
FOA Response to ESMA's Discussion Paper on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
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