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FOA Respond to A New approach to Financial Regulation: The Blueprint for Reform (Cm8083)
FOA Respond to A New approach to Financial Regulation: The Blueprint for Reform (Cm8083)
CONTINUE READINGThe Financial Conduct Authority: Approach to Regulation
The Financial Conduct Authority: Approach to Regulation
CONTINUE READINGPanel provides perspectives on high frequency trading and Its overall impact on the market
The FIA Information Technology Division brought together a panel of expert practitioners on Sept. 1 to discuss high-frequency trading, explore common misperceptions about its impact on the exchange-traded markets, and explain its role in providing liquidity.
CONTINUE READINGFOA Response to FSA CP11/12 Financial Crime: A guide for firms
FOA Response to FSA CP11/12 Financial Crime: A guide for firms
CONTINUE READINGFOA/AFME joint response: HM Treasury's Review of the Money Laundering Regulations 2007: the Government Response
FOA/AFME joint response: HM Treasury's Review of the Money Laundering Regulations 2007: the Government Response
CONTINUE READINGFIA comments on regulatory responses to the May 2010 Flash Crash
The FIA on July 28 submitted a comment letter to the Commodity Futures Trading Commission and the Securities and Exchange Commission expressing its views on certain regulatory initiatives recommended by a joint advisory committee established by the two agencies in response to the market events of May 2010, also known as the “flash crash.”
CONTINUE READINGFIA Webinar: The FIA-ISDA Cleared Derivatives Execution Agreement
This webinar will discuss the recently released FIA-ISDA Cleared Derivatives Execution Agreement--a template that can be used by participants in the cleared swaps markets in negotiating execution-related agreements with counterparties to over-the-counter derivatives that are intended to be cleared.
CONTINUE READINGThe FIA-ISDA Cleared Derivatives Execution Agreement
This webinar will discuss the recently released FIA-ISDA Cleared Derivatives Execution Agreement--a template that can be used by participants in the cleared swaps markets in negotiating execution-related agreements with counterparties to over-the-counter derivatives that are intended to be cleared.
CONTINUE READINGFIA testifies at Senate hearing on Dodd-Frank implementation
FIA President John Damgard provided members of the Senate Agriculture Committee with the FIA perspective on the implementation of the Dodd-Frank Act at a hearing on June 15.
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