FIA EPTA welcomes the opportunity to respond to the European Banking Authority (EBA) Discussion Paper on the role of Environmental Risks in the Prudential Framework. In 2019 FIA EPTA established a Sustainable Finance Committee for its member firms to explore how liquidity providers can contribute to the green transition. It is FIA EPTA’s view that sustainable finance offers a great promise in unlocking investment capital that is essential for fighting climate change and mitigating its impact for citizens.
CONTINUE READINGFIA has responded to three of the four consultations published by the European Securities and Markets Authority on the CCP Resolution Regime. The responses cover two mandated guidelines on the assessment of resolvability and cooperation arrangement between member states and third-country authorities, and non-mandated guidelines on the resolution plan summary. The associations did not respond to the consultation on the standard written arrangement template for the resolution college
CONTINUE READINGDuring this webinar, Stradley Ronon Stevens & Young will discuss emerging questions in crypto derivatives regulation at the CFTC and SEC as well as the extent of the regulators’ reach into offshore crypto derivatives activity.
CONTINUE READINGWorldwide volume of exchange-traded derivatives reached 7 billion contracts in the month of June, the highest monthly total ever recorded.
CONTINUE READINGFIA has published a whitepaper on the role of clearing firms in futures markets as a tool to help public sector stakeholders better understand how these important intermediaries support safe and efficient capital markets worldwide.
CONTINUE READINGIn a letter filed today, the FIA Principal Traders Group (FIA PTG) responded to The Brazilian Securities and Exchange Commission (CVM) Resolution No. 135/2022 - Methodology for Definition of Block Trades.
CONTINUE READINGIn this FIA Law & Compliance Division webinar, the Willkie Digital Works team highlighted the key legislative initiatives in Congress along with the potential regulatory implications that may arise.
CONTINUE READINGFIA EPTA appreciates the opportunity to comment on IOSCO’s proposed good practices, which we generally welcome. FIA EPTA supports open, fair, transparent and competitive markets. These principles have informed our responses. For example, we believe it is critical to ensure funds’ AP selection processes remain fair and open to new entrants, as this ultimately benefits end-investors and market resilience.
CONTINUE READINGFIA has responded to Hong Kong Exchanges and Clearing’s consultation on proposed changes of position limits and large open position reporting requirements.
CONTINUE READINGFIA submitted a comment letter to the US Commodity Futures Trading Commission questioning the need for certain types of information that must be included in the annual reports filed by the chief compliance officers of firms registered with the CFTC.
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