Operations, Execution & Technology archive
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Protecting Market Infrastructure from Cyber Attacks
On July 10, the Singapore Ministry of Communications and Information and the Cyber Security Agency of Singapore published a proposed cybersecurity bill.
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FIA publishes due diligence questionnaire for IT outsourcing and procurement
FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their vendors as part of MiFID II regulatory requirements.
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Business continuity and disaster resilience test findings published
The FIA Market Technology division completed its 13th annual continuity of business and disaster resilience test on Oct. 13, 2016. A full report on the test and its findings have been released.
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FIA issues customer notice regarding REMIT Registration and Reporting
This document summarizes the EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) registration and reporting requirements, which enter into force on October 7, 2015 for certain exchange-traded energy futures and options and April 7, 2016 for certain over-the-counter energy contracts.
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FIA issues guide to the development and operation of automated trading systems
Today, FIA released a comprehensive guide to the development and operation of automated trading systems.
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Industry Impact and Lessons Learned from Hurricane Sandy
In October 2012, a hurricane-force storm disrupted power and transportation infrastructure in the greater New York metropolitan area.
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FIA publishes order handling Risk Management recommendations for Executing Brokers
Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.
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