Videos
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Crypto: New Frontiers and Unanswered Questions
During this webinar, Stradley Ronon Stevens & Young will discuss emerging questions in crypto derivatives regulation at the CFTC and SEC as well as the extent of the regulators’ reach into offshore crypto derivatives activity.
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ETD Volume - June 2022
Worldwide volume of exchange-traded derivatives reached 7 billion contracts in the month of June, the highest monthly total ever recorded.
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FIA publishes whitepaper on role of clearing firms in futures markets
FIA has published a whitepaper on the role of clearing firms in futures markets as a tool to help public sector stakeholders better understand how these important intermediaries support safe and efficient capital markets worldwide.
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FIA PTG responds to The Brazilian Securities and Exchange Commission Block Trade Definition Proposal
In a letter filed today, the FIA Principal Traders Group (FIA PTG) responded to The Brazilian Securities and Exchange Commission (CVM) Resolution No. 135/2022 - Methodology for Definition of Block Trades.
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The Future of US Crypto Legislation
In this FIA Law & Compliance Division webinar, the Willkie Digital Works team highlighted the key legislative initiatives in Congress along with the potential regulatory implications that may arise.
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FIA EPTA response to IOSCO Consultation Report CR04/22: Exchange Traded Funds – Good Practices for Consideration
FIA EPTA appreciates the opportunity to comment on IOSCO’s proposed good practices, which we generally welcome. FIA EPTA supports open, fair, transparent and competitive markets. These principles have informed our responses. For example, we believe it is critical to ensure funds’ AP selection processes remain fair and open to new entrants, as this ultimately benefits end-investors and market resilience.
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FIA responds to HKEX consultation on position limits and open position reporting requirements
FIA has responded to Hong Kong Exchanges and Clearing’s consultation on proposed changes of position limits and large open position reporting requirements.
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FIA flags burdensome requirements in CFTC compliance officer reports
FIA submitted a comment letter to the US Commodity Futures Trading Commission questioning the need for certain types of information that must be included in the annual reports filed by the chief compliance officers of firms registered with the CFTC.
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ETD Volume - May 2022
Worldwide volume of exchange-traded derivatives reached 6.3 billion contracts in the month of May, the second highest monthly total ever recorded.
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FIA PTG responds to FINRA Proposal to enhance TRACE reporting for US Treasury Securities
FIA PTG supported the proposal to “generally require reporting to TRACE as soon as practicable but no later than 60 minutes;” while urging FINRA to continue monitoring and consider shortening the reporting timeframe even further in the future.
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