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Compliance and Regulation Forum: The Future of Cross-border Market Regulation
Compliance and Regulation Forum: The Future of Cross-border Market Regulation
CONTINUE READINGCybersecurity Workshop
Is your firm prepared for a ransomware attack? Join the Market Technology Division on Tuesday, October 29 for an interactive cybersecurity workshop that takes you through a ransomware scenario that potentially poses systemic risk to the futures markets and participants. Bring your colleagues that would need to collaborate under a dramatic market disruption scenario, including teams that need to communicate, address issues and ensure business continuity on behalf of the clearing house, clearing members and buy-side participants.
CONTINUE READINGCFTC’s Jurisdiction over Fraud in the Cash Markets: Are there any Limits?
The Dodd Frank Act added a Section 6(c)(1) to the Commodity Exchange Act, entitled “Prohibition Against Manipulation.” Section 6(c)(1) authorized the CFTC to promulgate rules and regulations prohibiting any person to use or employ any manipulative or deceptive device or contrivance in connection with, among other things, a contract for sale of any commodity in interstate commerce. Are there any limits to the application of the resulting CFTC regulation parroting 6(c)(1)’s language prohibiting the use of manipulative or deceptive devices in the sale of a commodity in interstate commerce?
CONTINUE READINGFIA Forum: Frankfurt 2019
FIA Forum: Frankfurt 2019 - European Regulatory Developments
CONTINUE READINGFIA Forum: Hong Kong 2019
We are pleased to be returning to Hong Kong for our fifth FIA forum. Join some of the leading players in the regional markets as they discuss the growth in China, the developments in cross-border trading and how current geopolitical issues will be affecting the exchange trade derivatives market.
CONTINUE READING2019 Annual Meeting & Washington Update
Attend the FIA Operations Americas Division's Annual Meeting and Washington Update. FIA President and CEO Walt Lukken will outline the latest developments in Washington, DC.
CONTINUE READINGCompliance & Regulation Forum
The Benchmarks Reform in the EU and in the UK – Official Sector’s Perspective: Impact on cleared derivatives markets
CONTINUE READINGCompliance and Regulation Forum
Fintech and Cyber Resilience Join FIA on Tuesday 30 October for the Compliance and Regulation Forum on Fintech and Cyber Resilience. The forum will consist of a keynote address from the Bank of England and two panels.
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