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CCO annual reports: what you need to know
A webinar that will break down what is required, what is expected, and how to avoid common mistakes in your firm’s CCO annual report.
CONTINUE READINGCompliance & Regulation Forum: Fintech & Digital Assets
Compliance & Regulation Forum: Fintech & Digital Assets
CONTINUE READINGAsset Management Derivatives Forum 2020
Attracting more than 400 executives, the annual Asset Management Derivatives Forum brings together market participants from all sides of a trade to examine the latest developments in global derivatives trading and clearing, operations and regulation
CONTINUE READINGCFTC and SRO enforcement trends: the year in review
2019 was a busy year for CFTC and SRO enforcement.
CONTINUE READINGCompliance and Regulation Forum: Sustainable Finance
Compliance and Regulation Forum: Sustainable Finance
CONTINUE READINGFIA - European Operations Committee Meeting
FIA - European Operations Committee Meeting
CONTINUE READINGCompliance and Regulation Forum: The Future of Cross-border Market Regulation
Compliance and Regulation Forum: The Future of Cross-border Market Regulation
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