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Presentations from InfoNet: MiFID II/R seminar on Transparency
The InfoNet MiFID II/R seminar on transparency focused on the final draft regulatory technical standards and the effect of the regulations on market participants and trading venues.
CONTINUE READINGSpecial report – UK and EU withdrawal agreement text confirmed
The UK and the European Union have today confirmed the provisional text for the Brexit withdrawal agreement.
CONTINUE READINGFIA and other trades urge European leaders to consider third country access in ongoing Investment Firm Review
FIA, Deutsches Aktieninstitut, AFME, EDMA, ICMA, Swiss Finance Council and ISDA (together “the Associations”) welcome the debate about equivalence and support the reforms to promote the safety and transparency of markets globally.
CONTINUE READINGFIA welcomes progress on clearinghouse access
FIA welcomes the European Commission’s decision to allow EU27 firms temporary continued access to UK clearinghouses, as confirmed by Commission Vice President Valdis Dombrovskis.
CONTINUE READINGFIA Tech launches transfer protocol for Brexit contingency planning in partnership with FIA
FIA Tech today launched a new Transfer Protocol to help firms prepare for the transitioning of execution and clearing businesses triggered by the UK’s departure from the European Union.
CONTINUE READINGFIA members seek clarity from UK and EU27 to help Brexit contingency planning
FIA today released survey results that provide a high level snapshot into clearing brokers’ progress with their Brexit contingency plans, the issues they face when structuring and executing such plans, and the policy proposals that would help address these issues.
CONTINUE READINGFIA publishes white paper on the impact of a no-deal Brexit on the cleared derivatives industry
FIA has published a white paper entitled "The Impact of a No-Deal Brexit on the Cleared Derivatives Industry."
CONTINUE READINGSpecial report: U.S. advocacy update
Last week, FIA board members and staff conducted a variety of meetings with policymakers in Washington, D.C.
CONTINUE READINGFIA cautions against forced relocation of euro clearing
Today, FIA responded to a communication from the European Commission on challenges for critical financial market infrastructures and for further developing the Capital Markets Union.
CONTINUE READINGProtection of customer funds - frequently asked questions
This document, first issued in February 2012, has been prepared by members of the FIA Law and Compliance Division and contains questions and answers addressing the basics of (i) segregation, collateral management and investments, (ii) minimum financial and other requirements for futures commission merchants (FCMs) and joint FCM/broker-dealers, and (iii) derivatives clearing organization (DCO) guarantee funds.
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