FIA joined AFME, BBA and ISDA in commenting on ESMA's Level 2 draft technical standards (DTS) on the Market Abuse Regulation.
CONTINUE READINGThis Seminar focused primarily on the organisational requirements of investment firms engaged in algo trading, providing DEA and acting as GCMs (RTS 6) and also touched on key requirements from the organisational requirements for trading venues (RTS 7), market making agreements/schemes (RTS 8) and business clock synchronisation (RTS 25).
CONTINUE READINGWalt Lukken delivered a State of the Union address to the FIA Asia Derivatives Conference 2015, touching on key issues including consolidation and lack of diversity of clearing members, the changing business model for clearing caused by regulatory costs and Basel III capital requirements, and potential fragmentation of global markets due to the lack of cross-border regulatory coordination.
CONTINUE READINGThis seminar provided an update on the transaction reporting requirements under MiFID II.
CONTINUE READINGThe European Principal Traders Association today announced that Johannah Ladd, the association’s Secretary General, has informed the FIA EPTA executive committee that she will leave her position on 1 January to explore other interests.
CONTINUE READINGThe MiFID II/R Seminar investor protection included a presentation from speakers from Norton Rose Fulbright on the four aspects that will have the greatest effect on ETD markets.
CONTINUE READINGThe MiFID II/R seminar on indirect clearing began with a presentation from Clifford Chance's Jeremy Walter, who explained the key issues with the requirements under MiFID II/R.
CONTINUE READINGThe European Parliament (EP) has today published an official statement by Markus Ferber (European Parliament Rapporteur for MiFID II), on behalf of the MiFID II negotiation team, accepting the one-year delay of the entry into force of MiFID II in exchange for a swift finalisation of level 2 measures by the European Commission.
CONTINUE READINGWashington, D.C.—The FIA Principal Traders Group released a statement following the CFTC’s open meeting today to discuss the proposed rule on automated trading.
CONTINUE READINGThe MiFID II/R commodities seminar focused on the following areas
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