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Commodity Arbitrage
Trading Shanghai versus London in the copper market? Sucden Financial wants to help.
CONTINUE READINGLeverage Ratio
Mark Carney, Governor of the Bank of England, raised concerns about the impact that the Basel III leverage ratio calculation for segregated customer margin will have on client clearing.
CONTINUE READINGLeverage Limitation
On Dec. 11, the Securities and Exchange Commission voted by a 3-1 margin to issue a proposed rule limiting how much investment companies such as mutual funds and exchange-traded funds can invest in derivatives such as futures, forwards and swaps.
CONTINUE READINGCross-Border Recognition
The European Securities and Markets Authority issued a consultation on Dec. 14 proposing amendments to the European Market Infrastructure Regulation that would permit a "one-day gross" approach to calculating margin requirements for exchange-traded futures and options.
CONTINUE READINGMiFID Delay
A one-year delay to the implementation of MiFID II/MiFIR is widely anticipated following a number of presentations and petitioning by regulatory officials at the European Securities and Markets Authority and the European Commission.
CONTINUE READINGMandatory Clearing
The Australian Securities and Investments Commission on Dec. 14 published final rules mandating clearing for over-the-counter interest rate swaps.
CONTINUE READINGCybersecurity: New Standards for Market Infrastructure
Efforts are underway in Europe and the U.S. to strengthen industry protections against attacks on computer systems.
CONTINUE READINGMIFID readiness
The effective date for European Union’s new derivatives rules is more than a year away, but Orc is hard at work developing technology to help traders comply with the Markets in Financial Instruments Directive II and the new Markets in Financial Instruments Regulation.
CONTINUE READINGMarket Access
Korea Exchange is seeking to enhance its appeal to international market participants by introducing several changes to its trading rules and technological infrastructure.
CONTINUE READING“Spoofing": how to deal with this tricky offense and its regulatory guidelines
“Spoofing” was added to the Commodity Exchange Act’s list of specifically prohibited transactions by the 2010 Dodd-Frank amendments and is now a major component of enforcement matters pursued by the exchanges, the CFTC, and increasingly criminal authorities at the Department of Justice.
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