This timely session reviewed the current enforcement landscape, and consider practical solutions that regulated firms can adopt to promote compliance. Given the cross-border nature of the commodity and derivatives markets, specific issues related to data privacy, managing preservation requests, and addressing the ability to compel production are also addressed.
CONTINUE READINGThe exchange-traded derivatives industry has been influenced and shaped by various dynamics, regionally and globally. In this webinar, a broad spectrum of industry experts discussed how they are adapting to these forces and to share their views on future developments.
CONTINUE READINGWith the rise and risks associated with litigating through the arbitration process, this panel will provide an overview of the processes for NFA, AAA, and FINRA arbitrations. The panel will start the discussion with the importance of building the necessary foundation for success through preparation, continuing through discovery, and strategies for success at the hearing. The panel will also cover the important differences amongst NFA, AAA, and FINRA arbitrations and their respective processes.
CONTINUE READINGJoin our panel of experts as they discuss the opportunities, and challenges for market participants, and share what they see as the future state of market infrastructure and ecosystem.
CONTINUE READINGDrawing on their firm’s successful efforts in this watershed case, partners from Jones Day will address how the major questions doctrine will affect the rules governing your businesses—and how it can be a tool to challenge those rules that go astray from the statutes.
CONTINUE READINGThis webinar will highlight the main trends in trading activity in Q2 2022 in the global exchange-traded derivatives markets, with category and regional breakdowns as well as exchange and contract rankings.
CONTINUE READINGDuring this webinar, Stradley Ronon Stevens & Young will discuss emerging questions in crypto derivatives regulation at the CFTC and SEC as well as the extent of the regulators’ reach into offshore crypto derivatives activity.
CONTINUE READINGIn this FIA Law & Compliance Division webinar, the Willkie Digital Works team highlighted the key legislative initiatives in Congress along with the potential regulatory implications that may arise.
CONTINUE READINGIn this webinar on 22 June, we invited Linklaters Zhao Sheng to provide a regulatory overview of China’s futures market and this new law.
CONTINUE READINGIn this FIA Operations Americas Division webinar, panelists discussed what’s next, and how can clearing operations teams react effectively and prepare for unknown world events.
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