From more aggressive use of “cooperation factors” to extensive undertakings that impose monitors or require the use of external consultants, financial regulators have changed how they pursue and how they ultimately conclude their enforcement matters.
CONTINUE READINGJoin us for a discussion on the trends that are driving up volume and open interest across interest rate, equities and commodity markets.
CONTINUE READINGIs the CFTC’s Enforcement Program expanding the supervisory duties of CFTC registrants beyond the text of the CFTC’s supervision rules?
CONTINUE READINGThe rapid proliferation and recent turmoil of digital asset activities in the EU and US has tested existing regulatory frameworks and presented regulators and elected officials with difficult questions on how Digital Assets should be regulated.
CONTINUE READINGThis webinar will provide insights into trends in trading activity in the global listed derivatives markets.
CONTINUE READINGSidley Austin will discuss issues that market participants may face with respect to the CFTC’s recently announced initiative to allocate enforcement resources to monitor and police the voluntary carbon markets.
CONTINUE READINGThis webinar will provide insights into which parts of the global listed derivatives markets have grown the most in the first half of the year.
CONTINUE READINGThe FCA, CFTC, and other U.S. and U.K. regulators have different priorities, regulatory processes, and approaches. In this webinar, we will identify current enforcement trends in cases brought by regulators in the US and UK.
CONTINUE READINGThere are strong market imperatives for financial institutions and corporates to embrace the transition to cleaner energy sources. The Inflation Reduction Act, as well as other government policies, have also created strong incentives for the same.
CONTINUE READINGClifford Chance will discuss the evolving US regulatory framework for event contracts, recent CFTC developments and the current state of play, with a focus on sports and political event contracts.
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