Past Webinars
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Enforcement & Technology: Prevent & Manage Technology Investigations
This webinar will provide practical guidance on how to manage investigations involving complicated and proprietary technology, including algorithmic trading systems and AI.
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MNPI and Physical Commodities Markets
Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving MNPI-related violations and their implications for physical commodities and derivatives markets and market participants.
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Trust But Verify
From more aggressive use of “cooperation factors” to extensive undertakings that impose monitors or require the use of external consultants, financial regulators have changed how they pursue and how they ultimately conclude their enforcement matters.
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2023 Annual ETD Volume Review
Join us for a discussion on the trends that are driving up volume and open interest across interest rate, equities and commodity markets.
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Supervise This!
Is the CFTC’s Enforcement Program expanding the supervisory duties of CFTC registrants beyond the text of the CFTC’s supervision rules?
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Key Differences between EU and US Digital Asset Regulation
The rapid proliferation and recent turmoil of digital asset activities in the EU and US has tested existing regulatory frameworks and presented regulators and elected officials with difficult questions on how Digital Assets should be regulated.
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Trends in ETD Trading Q3 2023
This webinar will provide insights into trends in trading activity in the global listed derivatives markets.
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CFTC Enforcement of Environmental Fraud
Sidley Austin will discuss issues that market participants may face with respect to the CFTC’s recently announced initiative to allocate enforcement resources to monitor and police the voluntary carbon markets.
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Trends in ETD Trading Q2 2023
This webinar will provide insights into which parts of the global listed derivatives markets have grown the most in the first half of the year.
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A Transatlantic View of Regulatory Enforcement
The FCA, CFTC, and other U.S. and U.K. regulators have different priorities, regulatory processes, and approaches. In this webinar, we will identify current enforcement trends in cases brought by regulators in the US and UK.
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