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Clearing Equivalence: EU and Indian Regulators to Share Information on CCPs
On July 20, the European Securities and Markets Authority and the Securities and Exchange Board of India established a memorandum of understanding on the oversight of central counterparties, including the exchange of information.
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Warning Notice
On June 22, the Hong Kong Securities and Futures Commission issued a circular to futures brokers on compliance and control issues.
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Power Play
On July 5, Intercontinental Exchange strengthened its position in the European power and gas markets by acquiring full control of Endex, the Amsterdam-based power and gas exchange.
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Stress Test Guidance
On June 28, the Committee on Payments and Market Infrastructure and the International Organization of Securities Commissions released for public comment a framework to help regulators design and run supervisory stress tests for central counterparties.
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CCP Recovery and Resolution
European policymakers are working on legislation that will establish a framework for central counterparty recovery and resolution in the European Union.
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Information Sharing: U.K. and Hong Kong Regulators to Cooperate on Cross-Border Supervision
On July 20, the Hong Kong Securities and Futures Commission and the U.K.
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Getting It All on Tape: GreenKey Partners with Red Box for Advanced Recording Solution
New regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
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FCM Bankruptcy: U.S. Appeals Court Reverses Sentinel Ruling, Restores Protections for Segregated Funds
On Aug. 14, the U.S. Court of Appeals for the Seventh Circuit issued an opinion that addressed several important questions related to the protections on customer funds.
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Voice into Data
Although traders have been awash in data for years now, very little voice trading data has been susceptible to analysis. But last month, Cloud9 Technologies announced that it had cracked the code.
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Protecting Market Infrastructure from Cyber Attacks
On July 10, the Singapore Ministry of Communications and Information and the Cyber Security Agency of Singapore published a proposed cybersecurity bill.
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