The Financial Services Agency in January published a draft report on how it intends to transform its supervisory approach to be more holistic and forward-looking and to minimize the current “checklist” approach.
CONTINUE READINGMaintaining Readiness through Industry Testing
CONTINUE READINGOn Jan. 19, Commodity Futures Trading Commission Chairman Chris Giancarlo gave a speech outlining his views on how the agency should respond to the rise of virtual currencies.
CONTINUE READINGIn the first weeks of January, as the main provisions of Europe's MiFID II reforms took effect, multiple regulators put a hold on a requirement that derivatives exchanges and clearinghouses provide open access to their services.
CONTINUE READINGThe Securities and Exchange Commission now has a full set of commissioners for the first time since 2015.
CONTINUE READINGIt has been said that data are to this century what oil was to the last one—a driver of growth, change and disruption.
CONTINUE READINGCME Group is making another run at the OTC FX market. The Chicago-based market operator recently unveiled an agreement with seven leading liquidity providers to begin using its clearing service for non-deliverable forwards and redoubled its efforts to promote the capital efficiencies that clearing can provide for FX traders.
CONTINUE READINGFIA has always been a champion of innovation.
CONTINUE READINGOn Dec. 15, the Commodity Futures Trading Commission issued a proposed interpretation concerning the boundaries of its authority over the spot market in bitcoin and other virtual currencies.
CONTINUE READINGOn Dec. 11, the Commodity Futures Trading Commission issued interpretative guidance addressing a potential compliance issue for intermediaries that do business with investment managers in Europe.
CONTINUE READING
Key IssuesCapitalCCP Risk Commodities Cross-Border Digital Assets Diversity & Inclusion Operations and Execution Sustainable Finance All Advocacy |
News & ResourcesPress ReleasesFIA MarketVoice Webinars Podcasts Data Resources Documentation Training CCP Risk Review Hall of Fame |
AboutContact UsAbout FIA Governance Staff Directory Affiliates List of Members Membership Member Forums Careers |
EventsBocaL&C IDX Expo Asia FIA-SIFMA AMG Webinars Register as Speaker All Events |
---|---|---|---|
BrusselsOffice 502 |
LondonLevel 28 |
SingaporeOne Raffles Quay North Tower |
Washington, DC2001 K Street NW |