FIA’s European E-Trading Committee, working in cooperation with three other industry trade associations, has produced a template of questions for use by investment firms providing direct electronic access to their clients.
CONTINUE READINGIN 2016, THE CFTC implemented new guidelines for data reported by swap execution facilities on their trading activity.
CONTINUE READINGOn Aug. 7, the CFTC announced a settlement with The Bank of Tokyo-Mitsubishi UFJ for engaging in "multiple acts of spoofing" in interest rate futures listed on the Chicago Mercantile Exchange and the Chicago Board of Trade.
CONTINUE READINGMulti Commodity Exchange of India, the country's top trading venue for commodity futures, announced an agreement in July with Thomson Reuters to launch co-branded commodity indices.
CONTINUE READINGOn July 10, the Consumer Financial Protection Bureau, a U.S. government agency created through DoddFrank, issued a final rule on pre-dispute arbitration agreements.
CONTINUE READINGOn Sept. 20, the European Commission published a package of proposals to strengthen the European system of financial supervision.
CONTINUE READINGOn Sept. 22, the European Commission published two separate Delegated Regulations on indirect clearing arrangements.
CONTINUE READINGOn August 2, around 26 million options orders were made and filled the way they have been for more than a decade now, with robots on either side and filled within nanoseconds.
CONTINUE READINGTrading Technologies has announced a major upgrade to Autospreader, its spread execution tool.
CONTINUE READINGOn July 10, the European Securities and Markets Authority issued final regulatory technical standards regarding the aggregation and publication of derivatives data by trade repositories.
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