Drinker Biddle partners Jim Lundy and Mary Hansen will provide guidance on best practices when dealing with a CFTC Enforcement investigation.
CONTINUE READINGFIA responded to the CFTC’s call for suggestions on simplifying and modernizing CFTC rules via Project KISS today.
CONTINUE READINGFIA announced that 20 companies have been chosen to exhibit in the Innovators Pavilion at the 33rd Annual FIA Expo in Chicago October 17 – 19.
CONTINUE READINGMiFID II and MiFIR, the new pan-European financial market reforms, take effect in January 2018.
CONTINUE READINGThe new administration wants regulatory agencies to incorporate cybersecurity into their oversight responsibilities
CONTINUE READINGOn 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
CONTINUE READINGFIA's European E-Trading Committee - in cooperation with AFME, AIMA and MFA - have produced a template of questions for use by investment firms providing direct electronic access to their clients, as required under Article 22 of RTS 6.
CONTINUE READINGFIA submitted comments to the European Commission (EC) today regarding Part 2 of the EMIR Review Proposal.
CONTINUE READINGFIA has a long tradition of helping our friends and neighbors in need—whether it’s Futures for Kids, the Greater Chicago Food Depository or Gifts for the Homeless.
CONTINUE READINGIn conjunction with the launch of FIA Tech’s new platform for EGUS in Q4 2017, FIA’s Law and Compliance Division will introduce updated agreement templates for Standard, LME and EFP agreements.
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