FIA President and CEO Walt Lukken released the following statement on the retirement announcement of Senator Pat Roberts:
CONTINUE READINGThe FIA Market Technology division completed its 15th annual continuity of business and disaster resilience test on Oct. 13, 2018. A full report on the test and its findings have been released.
CONTINUE READINGWorldwide volume of exchange-traded derivatives was 2.66 billion contracts in the month of December, down 3.8% from the previous month but up 29% from December 2017.
CONTINUE READINGFIA President and CEO Walt Lukken today announced five new staff members who have recently joined the FIA team.
CONTINUE READINGThe European Commission today implemented a Contingency Action Plan for a number of specific sectors in the event of a no-deal Brexit, including adopting acts to provide temporary and conditional equivalence to UK CCPs and central depositary services, as well as two delegated regulations to facilitate the novation of certain OTC derivatives.
CONTINUE READINGDuring this webinar, a panel of Willkie Farr & Gallagher LLP attorneys will discuss the CFTC’s authority to prosecute insider trading violations and Division of Enforcement’s recent announcement that it has formed an insider trading task force.
CONTINUE READINGMiFID II and recent supervisory guidance from the Financial Conduct Authority and Prudential Regulatory Authority require firms in scope of the rules to closely supervise their algorithmic trading systems, including the development, testing and deployment of such systems.
CONTINUE READINGFIA President and CEO Walt Lukken today made the following statement regarding reported action by the European Commission to deem UK’s regulatory and legal framework for UK CCPs as equivalent under EMIR for a 12-month period in the event of a no-deal Brexit.
CONTINUE READINGHands up if you want up-and-coming European companies to have sufficient access to the money they need to grow and to drive prosperity across the EU? It’s a no brainer – and one of the reasons why European politicians and regulators are keen to push forward the Capital Markets Union.
CONTINUE READINGToday, FIA together with affiliate FIA Tech, announced new technical guidelines for firms to properly identify the correct brokerage when executing and clearing exchange traded derivatives.
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