Search

Videos

  • FIA EPTA response to the EBA Consultation on Guidelines on remuneration policies for investment firms (EBA/CP/2020/26)

    FIA EPTA appreciates the opportunity to provide feedback to the European Banking Authority (EBA) Consultation on its Guidelines on remuneration policies for investment firms. FIA EPTA members note that the Draft EBA Guidelines on sound remuneration policies are very similar to the Guidelines EBA/GL/2015/22 dated 21 December 2015 currently in effect and applicable to firms subject to CRD V and MiFID firms, with minimal changes.

    CONTINUE READING
  • Lukken: “The Boca That Is”

    Welcome to FIA’s annual Boca International Derivatives Industry Conference. I hope our video intro brought back some fond memories of being in the warmth of south Florida in the company of friends and colleagues. 

    CONTINUE READING
  • FIA EPTA response to the Consultation Paper by ESMA on MiFID II/MiFIR review report on Algorithmic Trading

    The FIA European Principal Traders Association (FIA EPTA) appreciates the opportunity to provide feedback to the European Securities and Markets Authority (ESMA) on the consultation on the impact of the requirements under MiFID II/MiFIR regarding algorithmic trading, including high-frequency algorithmic trading. Our members are independent market makers and providers of liquidity and risk transfer on trading venues and end-investors across Europe.

    CONTINUE READING
  • FIA responds to ESMA consultation paper on algorithmic trading under MiFID II/MiFIR

    On 12 March, FIA responded to ESMA consultation paper MIFID II/MIFIR review report on Algorithmic Trading. FIA’s response reflects the views of FIA exchange and clearing members and trading venue members, in relation to exchange-traded derivatives.

    CONTINUE READING
  • FIA statement on the passing of Jack Sandner

    The futures industry mourns the loss of industry pioneer Jack Sandner. 

    CONTINUE READING
  • FIA PTG and FIA EPTA support UK Overseas Person Exclusion

    The FIA Principal Traders Group joined the FIA European Principal Traders Association in responding to the HM Treasury Call for Evidence on the UK’s Overseas Framework.

    CONTINUE READING
  • New and Revised Versions of the International Uniform EFRP and Block Transactions Agreement

    The FIA L&C Division is publishing new and revised versions of the International Uniform EFRP and Block Transactions Agreement (formerly known as the International Uniform EFP Transactions Agreement).

    CONTINUE READING
  • Joint trades letter to the EC regarding implementation of the CSDR Settlement Discipline Regime

    On 11 March 2021, FIA and 14 trade associations representing a wide range of stakeholders in the European and global financial markets wrote to the European Commission and ESMA raising concerns about the implementation of the mandatory buy-in requirement under the EU’s CSDR Settlement Discipline Regime.

    CONTINUE READING
  • FIA EPTA & FIA PTG Response to the Call for Evidence by HM Treasury on the UK’s Overseas Framework

    The FIA European Principal Traders Association (FIA EPTA) and the FIA Principal Traders Group (FIA PTG) appreciate the opportunity to respond to HM’s Treasury Call for Evidence on the UK’s Overseas Framework. FIA EPTA and FIA PTG are supportive of HM Treasury’s current overseas framework and the call to provide industry insight on how to continue and create flexible approaches for non-UK firms to access various UK markets and exchanges.

    CONTINUE READING
  • FIA raises concerns about retroactive re-pricing of energy related to Winter Storm Uri

    On March 10, FIA sent letters to Texas officials, including Governor Greg Abbott, raising concerns about a recommendation made by a market monitor of the state’s utility commission for the grid operator to retroactively alter real-time wholesale electricity pricing for two days in February 2021 that experienced unusually high prices due to the Winter Storm Uri.

    CONTINUE READING