Videos
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Give Up Essentials
Whether you’re a customer or an employee at a broker, exchange, or CCP, understanding give ups and the complexities they add to the trade flow is essential. This online course illustrates how the introduction of give ups alters the trade flow for futures and options on futures.
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Swaps 101—OTC vs. Listed Derivatives
Welcome to Swaps 101, a foundational course designed to introduce you to the world of swaps, including both over-the-counter and listed derivatives. This comprehensive introductory course demystifies the world of swaps by exploring their structure, market dynamics, key participants, and the tools used to manage risk and gain exposure.
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Rules & Regulatory Guidance for CME Group Markets
This course has been produced jointly by FIA and the CME Group to help market users understand and comply with some of the most important trade practice rules of the CME Group.
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Key Features and Regulatory Framework of the London Metal Exchange
The course has been jointly developed by FIA and the London Metal Exchange to help familiarize new and existing LME market participants with key features of the market and essential rules and regulatory requirements.
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Understanding & Avoiding Spoofing Behavior
Preventing manipulation of derivatives markets, and spoofing behavior, in particular, is a priority for both the exchanges and regulatory authorities that supervise financial markets. This course draws on recent cases to cover the basics of spoofing and how regulators are targeting illegal trading behavior.
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Initial Ethics Training
Initial ethics training is specifically designed for those who are new to the industry and recently registered with National Futures Association (NFA) and helps firms meet training requirements as mandated by the Commodity Exchange Act and NFA Rule 2-9. We recommended the online training be completed within the first six-months of hire.
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Give-Up Specialist: 5 Course Package
Enroll your team in all five Give-Up Specialist courses and save. The series includes Anatomy of a Futures Broker, both Give-Up Essentials courses, Average Pricing, and Navigating Give-Up Agreements. Participants who successfully complete all five earn the FIA Markets Academy micro-credential. It’s a cost-effective way to train a geographically distributed workforce.
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Give Up Essentials 2: Troubleshooting Real-World Scenarios
Building on the knowledge from Give Up Essentials, this course examines problems that can arise during give-up trade processing. It identifies where failures occur and explores how problems can be resolved.
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Anatomy of a Futures Brokerage Firm
Anatomy of a Futures Brokerage Firm offers an inside look at how futures brokerage firms are structured. It explores the role and responsibilities of the Front, Middle and Back Offices, as well as the cross-functional teams—Legal, Compliance, Risk Management, and Financial Management that advise, monitor, and support them.
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Rules & Regulatory Guidance for ICE US
This course, produced jointly by FIA and ICE, is designed to help market users understand and comply with some of the most important trading rules of the exchange. The training content also includes examples of both acceptable and prohibited practices.
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