Ronald Filler is a former law professor and director of the Financial Services Law Institute at New York Law School (NYLS).
CONTINUE READINGDuring the fourth quarter of 2021, FIA and Coalition Greenwich, a consulting firm specializing in financial services industry, jointly conducted a survey on a wide range of topics related to the trading and clearing of derivatives. The survey received more than 180 responses from market makers, brokers, clearing firms, exchanges, clearinghouses and other types of firms.
CONTINUE READINGRaisler established himself as one of the most sought-after experts on complex financial products.
CONTINUE READINGSharon Bowen was the first African-American commissioner appointed to the US Commodity Futures Trading Commission, serving from 2014 to 2017.
CONTINUE READINGJoanne Medero has more than 30 years of financial services experience and most recently, from December 2009 until her retirement in July 2020, was a managing director in the Government Relations and Public Policy Group at BlackRock.
CONTINUE READINGFutures Accounts: The total amount of customer funds in futures accounts at US FCMs hit an all-time high of $324.5 billion in December, surpassing the previous record set in March 2020.
CONTINUE READINGFIA EPTA welcomes the opportunity to respond to the European Securities and Markets Authority (ESMA) Call for Evidence on the DLT Pilot Regime. FIA EPTA believes it is an important step by ESMA to review the DLT space as it will grow in use and importance. Over the past years, FIA ETPA Members have become increasingly active in the Digital Assets space and several members have become liquidity providers in this new and developing market.
CONTINUE READINGIn December 2021, the SEC proposed a series of rules that—if adopted—will dramatically affect how firms deploy security-based swaps in their equity and fixed income trading strategies.
CONTINUE READINGFIA recently submitted its response to HM Treasury's central counterparties and central securities depositories reform proposals under the Financial Services Future Regulatory Framework Review.
CONTINUE READINGFIA jointly with ISDA has submitted its response to the BoE’s proposed approach to tiering under UK EMIR 2.2.
CONTINUE READING