Search
Showing 4057 results
FIA CEO Lukken testifies on "Future of Digital Assets" before US House Ag Committee
Testimony from FIA President and CEO Walter L. Lukken before the US House of Representatives Committee on Agriculture on 6 June, 2023, for its hearing titled "The Future of Digital Assets: Providing Clarity for Digital Asset Spot Markets.”
CONTINUE READINGMarketVoice Podcast - Amy Lukken, Chief Joyologist, talks altruism and productivity
Amy Lukken, Chief Joyologist for Tito's Handmade Vodka, talks about her philosophy altruism with her first cousin Walt Lukken, President and CEO of FIA. They discuss the importance of focusing on people over profits in the workplace, their childhood memories together, and much more.
CONTINUE READINGFIA PTG Responds to SEC Cybersecurity Risk Management Proposal
In a letter filed today with the Securities and Exchange Commission (SEC) in response to the Risk Management Proposal, the FIA Principal Traders Group (FIA PTG) recommended that the SEC prioritize critical operations as focus of rule scope and requirements; take into account firm attributes, market structure and service provider due diligence mechanisms as part of reasonably designed policies and procedures; leverage the Financial Services Information Sharing and Analysis Center (FS-ISAC) for incident reporting and threat analysis; eliminate public disclosure requirements and associated risk in favor of Reg S-P customer notifications; and address implementation and enforcement concerns in the adopting release.
CONTINUE READINGChina progresses with Futures and Derivatives Law implementing rules
The China Securities Regulatory Commission has issued several draft regulations for consultation in recent months to enhance and modernise China's derivatives markets.
CONTINUE READINGFIA EPTA response to the FCA and PRA Discussion Paper on the Review of the Senior Managers and Certification Regime (SM&CR) DP1/23
FIA EPTA response to the FCA and PRA Discussion Paper on the Review of the Senior Managers and Certification Regime (SM&CR) DP1/23
CONTINUE READINGFIA EPTA response to HM Treasury Call for Evidence on the Review of the Senior Managers and Certification Regime (SM&CR)
FIA EPTA response to HM Treasury Call for Evidence on the Review of the Senior Managers and Certification Regime (SM&CR)
CONTINUE READINGEMIR 3.0 under the spotlight at FIA Forum Brussels
Regulators and market participants came together at the FIA Forum Brussels to discuss the latest developments in the cleared derivatives markets in Europe.
CONTINUE READINGETD Volume - April 2023
Worldwide volume of exchange-traded derivatives reached 8 billion contracts in April. This was down 24.3% from March 2023 but up 37.5% from April 2022.
CONTINUE READINGMiFIR Review: Priority issues for the trilogue process
FIA EPTA position paper for the MiFIR Review, Priority issues for the trilogue process.
CONTINUE READINGEvent Contracts
Clifford Chance will discuss the evolving US regulatory framework for event contracts, recent CFTC developments and the current state of play, with a focus on sports and political event contracts.
CONTINUE READING