This webinar will address the metes and bounds of false statement law – for clients and lawyers alike – under the Commodity Exchange Act and practice before the CFTC, as well as practice before the SEC and Department of Justice, and in comparison to FERC’s new proposed rule.
CONTINUE READINGFIA comes to Hong Kong in April 2023 where we will discuss regional and local issues and developments impacting the use of listed and cleared derivatives.
CONTINUE READINGThis webinar will explain and explore DeFi, CeFi, TradFi, GameFi, and other Fi and their intersections with digital assets.
CONTINUE READINGJoin FIA for golfing and networking at Boca – all while supporting Futures for Kids!
CONTINUE READINGFIA comes to Stockholm in March 2023 where we will discuss regional and local issues and developments impacting the use of listed and cleared derivatives.
CONTINUE READINGThe webinar will cover the CFTC Division of Market Oversight SEF Advisory issued in September 2021 and related CFTC enforcement orders including last fall’s order against Asset Risk Management, and the practical implications of those actions for CTAs, IBs, and their clients.
CONTINUE READINGCo-hosted by FIA and SIFMA AMG, the Asset Management Derivatives Forum brings together market participants from all sides of a trade to examine the latest developments in global derivatives trading and clearing, operations and regulation.
CONTINUE READINGJoin us for a discussion on trends in trading activity in the global futures and options markets.
CONTINUE READINGThe panel will discuss SEC tactics such as the increasingly sophisticated use of whistleblowers and trading data surveillance, and evolving enforcement priorities.
CONTINUE READINGFIA is hosting a roundtable for FIA members, featuring speakers from the exchanges presenting their suite of exchange control tools and how these are used.
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