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The beauty of co-location
At FIA EPTA, we think objections to co-location most often stem from not understanding what it is and how it benefits the market, or from the mistaken belief that co-location is some kind of ‘special club’ that only certain people get invited to join.
CONTINUE READINGAnti-Money Laundering: FIA Asks CFTC for No-Action Letter on Customer Identification
The Futures Industry Association, on behalf of its member firms and similarly situated futures commission merchants and introducing brokers (each, a “Firm”), respectfully requests the staff of the Commodity Futures Trading Commission (“Commission”) to confirm that it will not recommend that the Commission initiate an enforcement action against a Firm, if the Firm, in complying with its obligations under the customer identification rule (“CIP Rule”), relies on certain commodity trading advisors (“CTAs”) to perform elements of the Firm’s customer identification program notwithstanding that such CTAs currently are not subject to an anti-money laundering program rule under 31 USC 5318(h) (“AML Rule”) for the purposes of paragraph (b)(6) of the CIP Rule.
CONTINUE READINGTrading & execution issues in derivatives
Snapshot interviews with InfoNet guest speakers and panelists
CONTINUE READINGMiFID II timetable: European Parliament votes to adopt MiFID II
On April 15, in a plenary session of the European Parliament, MEPs voted to adopt the updated rules on MiFID II.
CONTINUE READINGFIA Webinar: Washington Update: A Briefing on CFTC Reauthorization, CFTC Nominations Process & Other Key Issues
The U.S. House of Representatives is set to consider legislation to reauthorize the Commodity Futures Trading Commission.
CONTINUE READINGWashington update: a briefing on CFTC reauthorization, CFTC nominations process & other key issues
The U.S. House of Representatives is set to consider legislation to reauthorize the Commodity Futures Trading Commission.
CONTINUE READINGFIA Opposes LCH.Clearnet Proposal for Covering Losses from Treasury Management
Application of the Proposed Rules as they relate to Customer Property would violate certain regulations of the Commodity Futures Trading Commission (“CFTC”).
CONTINUE READINGFIA issues statement on H.R. 4413, CFTC Reauthorization Bill
FIA today issued the following statement in response to the House Agriculture Committee’s voice vote on H.R. 4413, a bill which reauthorizes the Commodity Futures Trading Commission through September 2018.
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