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Special Report Series: Transaction Reporting of Instruments
This Special Report is the eighth in the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and Regulation (“MiFIR”).
CONTINUE READINGCFTC further extends the reopened comment period for its rulemaking proposals on position limits for physical commodity derivatives and aggregation
The CFTC further extended the public comment period for the proposed position limits rule, as well as the related proposal regarding aggregation of positions across commonly owned affiliates.
CONTINUE READINGSpecial Report Series: Third Country Firms Under MiFID II
This Special Report is the seventh of the FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and Regulation (“MiFIR”).
CONTINUE READINGFIA statement on House vote to reauthorize the CFTC
Walt Lukken, President and CEO of FIA, issued a statement today after the House passed H.R. 4413, the Consumer Protection and End User Relief Act.
CONTINUE READINGSpecial Report Series: Defining High Frequency Trading
This Special Report is the sixth in FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and the new Markets in Financial Instruments Regulation (“MiFIR”).
CONTINUE READINGSqueezing the middlemen
The need for middlemen in modern market structure has been much discussed since the publication of ‘Flash Boys’. The idea prevailing is that in today’s technological age middlemen are no longer needed to help market participants find each other, and are simply making easy profit at the expense of the little guy.
CONTINUE READINGSpecial Report Series: Investor Protection Under MiFID II
This Special Report is the fifth in FIA and FIA Europe’s series covering specific areas of the European Securities and Markets Authority’s (“ESMA”) consultation process for the implementation of the recast Markets in Financial Instruments Directive (“MiFID II”) and the new Markets in Financial Instruments Regulation (“MiFIR”).
CONTINUE READINGProminent People June 2014
The Senate approved the nomination of Sarah Bloom Raskin as deputy Treasury secretary.
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