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FIA PTG Comments on Application of 24X National Exchange LLC for Registration as an Exchange
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) responded to the SEC’s institution of proceedings in connection with 24X National Exchange’s (24X) application for registration as a national securities exchange.
CONTINUE READINGFIA calls for DORA supervisory guidance ahead of January 2025 application deadline
FIA, together with five other trade associations, has co-signed a joint statement that draws the European Supervisory Authorities’ attention to the challenges that industry participants, including financial entities as well as ICT third-party service providers, are facing regarding the implementation of DORA by the 17 January 2025 deadline.
CONTINUE READINGFIA responds to ASX proposals on position reporting framework and operating rules
FIA has submitted a response to ASX’s consultation paper on proposed changes to the position reporting framework and a review and update of operating rules for ASX 24 and ASX Clear (Futures).
CONTINUE READINGFIA CEO testifies at House Agriculture Committee hearing
Walt Lukken, President and CEO of FIA, testified today at a US House Agriculture Committee subcommittee hearing on reauthorizing the Commodities Futures Trading Commission (CFTC).
CONTINUE READINGFIA PTG responds to FICC trade submission requirement proposal
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) responded to the Fixed Income Clearing Corporation’s (FICC) trade submission requirement proposal.
CONTINUE READINGPeople news – June/July 2024
Appointments, promotions and other people news in the derivatives industry
CONTINUE READINGFIA New Member Profile – Morrison Foerster
Morrison Foerster is a multinational law firm headquartered in San Francisco, California, with offices throughout the US, Asia, and Europe. The firm offers clients global legal services in the areas of capital markets, M&A, privacy and cybersecurity, technology, AI, tax, corporate governance, restructuring and insolvency, antitrust and competition, and disputes.
CONTINUE READINGFIA visits Washington
In mid-July, members of the FIA board of directors visited Washington, DC, to hold meetings and explain the details of our efforts with leadership on Capitol Hill and several US federal agencies – the Treasury Department, the Commodity Futures Trading Commission and the Securities and Exchange Commission. This annual fly-in provides the platform to share our industry priorities and demonstrate the reach of our industry with the decision-makers.
CONTINUE READINGElectronic Trading
FIA, FIA PTG, and FIA EPTA members are working to educate the public on the benefits of automated trading, provide policymakers with expert feedback on regulatory proposals, and promote best practices in risk controls.
CONTINUE READINGFIA and FIA PTG support another legal challenge to US FTC rule banning noncompete agreements
FIA and the FIA Principal Traders Group along with several other financial services trade associations filed an amicus brief in a third case involving the US Federal Trade Commission’s final rule that would ban nearly all noncompete agreements in the US.
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