Publications & Filings
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Building the foundations for successful derivatives markets
FIA President and CEO Walt Lukken's opening remarks at FIA Expo 2023 discuss the importance of building a strong foundation for the future of exchange-traded derivatives markets.
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FIA submits comments to CFTC on self-regulatory process and affiliations
The Futures Industry Association (FIA) has responded to a request for comment by the US Commodity Futures Trading Commission regarding the impact of affiliations between certain CFTC-regulated entities, and the potential conflicts of interest that could arise under the current self-regulatory process.
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FIA issues recommendations for strengthening cyber resilience
FIA today released a report that contains lessons learned from a recent cyber incident and sets out six recommendations for improving the derivatives industry's ability to withstand future attacks.
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FIA and ISDA respond to CFTC recovery and wind-down plans for DCOs
FIA and ISDA have responded to the Commodity Futures Trading Commission's notice of proposed rulemaking on recovery and orderly wind-down plans for derivatives clearing organizations. The associations welcome the CFTC proposal and make several recommendations.
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FIA highlights best practices for exchange volatility control mechanisms in new report
FIA has released a comprehensive paper, "Best Practices for Exchange Volatility Control Mechanisms," which provides essential guidance for designing robust Volatility Control Mechanisms (VCMs) at derivatives exchanges.
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FIA and ISDA respond to CFTC recovery and wind-down plans for DCOs
FIA and ISDA have responded to the Commodity Futures Trading Commission's notice of proposed rulemaking on recovery and orderly wind-down plans for derivatives clearing organizations. The associations welcome the CFTC proposal and make several recommendations.
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FIA responds to CFTC risk management proposals for FCMs
FIA has filed a comment letter responding to the Commodity Futures Trading Commission’s advanced notice of proposed rulemaking on risk management program (RMP) regulations for futures commission merchants and swap dealers.
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FIA responds to CFTC risk management proposals for FCMs
FIA has filed a comment letter responding to the Commodity Futures Trading Commission’s advanced notice of proposed rulemaking on risk management program (RMP) regulations for futures commission merchants and swap dealers.
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FIA signs letter to SEC on negative impacts of Safeguarding Advisory Client Assets proposal
FIA has joined with a diverse set of trade associations – 26 in total – in sending a letter to US Securities and Exchange Commission Chair Gary Gensler urging the SEC not to adopt the Safeguarding Advisory Client Assets proposed rule in its current form.
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DMIST extends comment period on average pricing standard
The comment period on the Derivatives Market Institute for Standards (DMIST) Consultation Paper on a Standard Regarding Average Pricing has been extended to October 12.
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