U.S. government officials held a meeting on Oct. 21 with financial services executives, financial regulators and administration officials to discuss cybersecurity and the financial stability implications of a cyber incident.
CONTINUE READINGU.S. Judge Appoints Former SEC Official as Monitor in Deutsche Bank Case
CONTINUE READINGThe G-7 group of nations on Oct. 11 issued cybersecurity best practices for all entities in the financial sector.
CONTINUE READINGHong Kong Mulls Changes to Position Limit Regime
CONTINUE READINGFIA Seeks Clarification On FERC Reporting Rule
CONTINUE READINGU.S. Court: CFTC Must Prove Specific Intent In Manipulation Case
CONTINUE READINGEU Official Pushes Back on Bank Capital Requirements
CONTINUE READINGFIA, along with the FIA Principal Traders Group (FIA PTG), expressed grave concerns regarding a critically important provision in the CFTC’s proposed supplement to its draft rules on automated trading.
CONTINUE READINGOn 17 October, FIA co-signed a letter with the Joint Associations Committee (JAC), the International Swaps and Derivatives Association (ISDA), the Global Foreign Exchange Division of the Global Financial Markets Association (GFMA), and the International Capital Market Association (ICMA), calling for a delay of the PRIIPs Regulation by one year to 3 January 2018 as the only viable option that allows for the effective implementation of the PRIIPs Regulation.
CONTINUE READINGIf there is one thing that is certain about Britain’s referendum on its future relationship with Europe, it’s that the referendum has delivered uncertainty by the bucket load.
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