On Aug. 10, the European Securities and Markets Authority published three opinions on position limits proposed by France’s markets regulator regarding rapeseed, corn and milling wheat.
CONTINUE READINGOn July 20, the Hong Kong Securities and Futures Commission and the U.K.
CONTINUE READINGThe Commodity Futures Trading Commission's Division of Market Oversight on July 10 launched a comprehensive review of its swap data reporting regulations and invited input from entities involved in swaps reporting.
CONTINUE READINGOn July 10, the Singapore Ministry of Communications and Information and the Cyber Security Agency of Singapore published a proposed cybersecurity bill.
CONTINUE READINGOn Sept. 22, the European Commission published two separate Delegated Regulations on indirect clearing arrangements.
CONTINUE READINGOn July 20, the European Securities and Markets Authority and the Securities and Exchange Board of India established a memorandum of understanding on the oversight of central counterparties, including the exchange of information.
CONTINUE READINGOn June 22, the Hong Kong Securities and Futures Commission issued a circular to futures brokers on compliance and control issues.
CONTINUE READINGOn July 27, the International Organization of Securities Commissions published a “thematic review” of the progress being made in various countries in the adoption of IOSCO’s principles for the protection of client assets.
CONTINUE READINGOn July 10, the Consumer Financial Protection Bureau, a U.S. government agency created through DoddFrank, issued a final rule on pre-dispute arbitration agreements.
CONTINUE READINGFIA has created a brief to help members understand how the Markets in Financial Instruments Directive II and the associated Markets in Financial Instruments Regulation may impact U.S. futures commission merchants.
CONTINUE READING
Key IssuesCapitalCCP Risk Commodities Cross-Border Digital Assets Diversity & Inclusion Operations and Execution Sustainable Finance All Advocacy |
News & ResourcesPress ReleasesFIA MarketVoice Webinars Podcasts Data Resources Documentation Training CCP Risk Review Hall of Fame |
AboutContact UsAbout FIA Governance Staff Directory Affiliates List of Members Membership Member Forums Careers |
EventsBocaL&C IDX Expo Asia FIA-SIFMA AMG Webinars Register as Speaker All Events |
---|---|---|---|
BrusselsOffice 502 |
LondonLevel 28 |
SingaporeOne Raffles Quay North Tower |
Washington, DC2001 K Street NW |