FIA PTG committees & working groups are at the core of our advocacy efforts. Committees & working groups discuss key issues, inform FIA PTG policy, and communicate with internal and external stakeholders.
13f-2 Reporting
24-7 Trading
AI
CAT Implementation
Compliance Networking
Cyber
Digital Assets
Equity Market Structure
Equity Options
Finance
FTC Non-Compete Proposal
Liquidity
Market Access
Taxes and User Fees
Treasury Market Structure
Inactive Groups
Automated Trading
Batch Auctions
Block Trades
CCP Default Auctions Working Group
CFTC Concept Release
CFTC Reauthorization
Cyber Risk
Cybersecurity
Diversity
Drop Copy White Paper
Exchange Market Data Dissemination
Exchange Risk Controls Survey
Expansion of Regs ATS and SCI Proposal Working Group
FINRA Algo AP Registration Proposal
FINRA Corporate Block Reporting Proposed Pilot
FINRA Registration
FINRA Rule Book Review
FINRA TAF Exemption Proposal
Implied Pricing
Market Data License Agreements
Market Data Working Group
New Member Recruiting
Operations
Response to Joint Staff Report on the U.S. Treasury Market on Oct. 15, 2014
Returning-to-the-Workplace Issues
SEC Reg-SCI Proposal
SEC Required FINRA Membership Proposal
Securities Clearing House Risk Management Review
SEF Rule Proposal 2018
Self-Match Prevention
Self-Match Prevention Technology Standards
Software Development White Paper
Swap Dealer Capital
Swaption National Value Computation Methodology
Tax Reform 2017
Trading Technology Standards Group
EVENTS
Webinar •
GMT
Exchange Risk Controls – Overview of CME and ICE risk controls
