Position Limits
-
FIA responds to Hong Kong SFC consultation on Position Limit Regime changes
FIA has responded to the Hong Kong Securities and Futures Commission’s consultation conclusions and further consultation on changes to the Position Limit Regime.
CONTINUE READING -
FIA responds to HKEX consultation on position limits and open position reporting requirements
FIA has responded to Hong Kong Exchanges and Clearing’s consultation on proposed changes of position limits and large open position reporting requirements.
CONTINUE READING -
FIA responds to SFC consultation on Position Limit Regime changes
FIA has responded to the Hong Kong Securities and Futures Commission’s consultation on changes to the Position Limit Regime. The response acknowledges that greater transparency can benefit the industry but stresses that benefits should be commensurate with the resources needed to meet these requirements.
CONTINUE READING -
Trade associations warn European Commission on carbon market intervention
FIA and nine industry bodies have co-signed a letter expressing concern that the European Commission may be considering intervention in the EU Emissions Trading System, either through position limits or some other action, ahead of the publication of the European Securities and Markets Authority’s final report on trading behaviour in the EU carbon market.
CONTINUE READING -
CFTC position limits: looking ahead to implementation and compliance
On 10 December FIA provided members with a detailed overview of the CFTC’s final position limits rule. Panelists from FIA, the CFTC, CME, ICE and Willkie Farr & Gallagher LLP discussed the development, effective and compliance dates, and requirements of the final rule. Special emphasis was placed on implementation issues and the expanded role of the exchanges in administering federal position limits and hedge exemptions. The panelists also responded to questions from the attendees.
CONTINUE READING -
Verena Ross discusses ESMA's key priorities at IDX-V
The derivatives markets have functioned well under severe pressure during the pandemic but the potential risk for future volatility continues, said Verena Ross, executive director of Europe's markets regulator, the European Securities and Markets Authority, at FIA's virtual IDX-V conference.
CONTINUE READING -
FIA commends and offers refinements to CFTC’s proposed position limits rule
FIA today commends the CFTC for proposing a workable and flexible rule on speculative position limits for derivatives.
CONTINUE READING -
CFTC advisory committee discusses position limits
End-users voice support for proposal's exemptions for hedging transactions
CONTINUE READING -
FIA files response with ESMA on the review of MiFID II Position Limits
On 8 January 2020, FIA and ISDA responded jointly to ESMA’s consultation “MiFID II review report on position limits and position management and draft technical advice on weekly position reports”.
CONTINUE READING -
FIA recommendations to streamline CFTC regulations and enhance market integrity
FIA responded to the CFTC’s call for suggestions on simplifying and modernizing CFTC rules via Project KISS today.
CONTINUE READING
