Position Limits
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Hong Kong SFC proposes enhancements to position limits regime
On 20 September, the Hong Kong Securities and Futures Commission (SFC) released a consultation proposing enhancements to the Hong Kong position limits regime to expand its scope and allow the SFC to increase statutory position limits in certain circumstances.
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FIA responds to the CFTC supplemental notice of proposed rulemaking regarding exemptions from speculative position limits
FIA filed a comment letter with the Commodity Futures Trading Commission (CFTC) today in response to the Commission’s supplemental notice of proposed rulemaking regarding exemptions from speculative position limits.
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FIA responds to HKEX market consultation on revision of position limits
FIA responds to HKEX market consultation on revision of position limits
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FIA files comment letter on CFTC supplemental aggregation proposal
On Nov. 13, FIA submitted comments to the Commodity Futures Trading Commission welcoming the CFTC’s proposed modifications to its aggregation rules and recommending certain refinements to enhance the efficacy of those rules.
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FIA Special Report: CFTC proposes changes to Position Limit Aggregation rules
The Commodity Futures Trading Commission on Sept. 22 approved a "supplement" to its proposed changes to the agency's policy on aggregation, which determines the degree to which related entities are required to combine their positions when calculating whether they are in compliance with position limits.
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FIA calls for staggered approach to position limit implementation
On July 29, the Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee discussed the agency's proposed rules on position limits.
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Industry associations raise concerns on position limits, position reporting and ancillary activities under MiFID II
FIA, along with ISDA, EFET, GFMA and IETA, has sent a letter to the European Commission, the European Parliament and ESMA, setting on our position on position limits, position reporting and the ancillary activities under MiFID II.
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FIA submits comments on CFTC advisory committee discussion of position limits and aggregation of positions
The Futures Industry Association (“FIA”) appreciates the opportunity to provide the Commodity Futures Trading Commission (“Commission” or “CFTC”) with comments and recommendations in response to the Commission’s re-opening of the comment period for its proposed rules (1) establishing position limits for derivatives, and (2) amending the rules governing the aggregation of positions.
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FIA Special Report: Energy companies discuss position limits
The Commodity Futures Trading Commission continues to receive additional comments on the controversial topic of speculative position limits.
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FIA files comment on CFTC position limit proposal
On Jan. 22 FIA provided the Commodity Futures Trading Commission with its views on certain issues related to the CFTC’s proposed position limit and aggregation rules.
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