Operational & Technology Guidance
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FIA publishes due diligence questionnaire for IT outsourcing and procurement
FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their vendors as part of MiFID II regulatory requirements.
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FIA Operations Americas releases guide to fee administration
FIA Operations Americas has published a guide to the administration of exchange and clearing transaction fees charged by U.S. futures exchanges.
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FIA issues guidance on EMIR reporting
The FIA Reporting Working group has pulled together some guidance on how to populate fields 33-40 and 45-46 (Table 2 Common data) for the EMIR reporting regime following the implementation of the Level 2 validation process that went live on 31 October 2015.
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FIA Market Technology division releases leap second recommendations
The FIA Market Technology Division today published a set of recommendations to help the industry prepare for the upcoming leap second event on June 30 and reduce the likelihood of market disruption.
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FIA coordinates industry preparations for leap second event
On Tuesday, June 30, an additional “leap second” was added to realign Coordinated Universal Time (UTC) with mean solar time.
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FIA issues guide to the development and operation of automated trading systems
Washington, D.C.—March 23, 2015—Today, FIA released a comprehensive guide to the development and operation of automated trading systems.
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FIA issues recommendations for efficient swap clearing
On Feb. 4, FIA released a set of recommendations aimed at improving important operational elements of the new clearing infrastructure for over-the-counter derivatives.
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FIA issues fourth version of guide to Customer Fund Protections
WASHINGTON, D.C., Nov. 25, 2014—FIA today issued an updated version of its guide to the rules and regulations relating to customer fund protections in the U.S.
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Working group output: EMIR Reportable Fields Summary Discussion Document - 22 May 2014
Working group output: EMIR Reportable Fields Summary Discussion Document - 22 May 2014
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