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FIA Principal Traders Group

The FIA Principal Traders Group is an association of firms that trade their own capital on exchanges in futures, options and equities markets worldwide. FIA PTG advocates for open access to markets, transparency, and data-driven policy.

Learn more about FIA PTG
Electronic Trading

FIA, FIA PTG, and FIA EPTA members are working to educate the public on the benefits of automated trading, provide policymakers with expert feedback on regulatory proposals, and promote best practices in risk controls.

July 18, 2024 CONTINUE READING
FIA PTG makes the case for Congressional oversight over CAT funding
December 8, 2023 CONTINUE READING
FIA PTG responds to SEC equity market structure reform proposals
March 31, 2023 CONTINUE READING
FIA PTG Responds Again to FICC Proposals in Response To Treasury Clearing Mandate
October 11, 2024 CONTINUE READING
FIA PTG responds to SEC Dealer Definition Proposal
May 27, 2022 CONTINUE READING

News

  • FIA PTG Responds to Brazilian Equity Market Structure Consultation

    FIA Principal Traders Group (FIA PTG) joined the FIA European Principal Traders Association (FIA EPTA) in responding to the Comissão de Valores Mobiliários' (CVM - Brazil's securities and exchange commission), public call for contributions to the regulatory discussion involving equity market structure in Brazil.

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  • FIA PTG urges the SEC to ensure Nasdaq equalizes all co-location data center latencies

    In a letter filed with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) urged the SEC to take the following actions to ensure equalization of the entire Nasdaq collocation campus (NY11 and NY11-4) is completed expeditiously.

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  • FIA PTG Comments Again on Application of 24X National Exchange LLC for Registration as an Exchange

    In a letter filed with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) commented again on the application of 24X National Exchange LLC for registration as a national securities exchange.

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  • FIA PTG Responds Again to FICC Proposals in Response To Treasury Clearing Mandate

    In a letter filed with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) commented again on the Fixed Income Clearing Corporation’s (“FICC”) proposals to revise its customer clearing access models, to modify its margin segregation rules and to adopt a trade submission requirement.

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  • FIA PTG Comments on OCC Margin Add-On Proposal

    In a letter filed with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) responded to the Option Clearing Corporation (OCC) Proposal to establish a margin add-on charge to help mitigate the risks of zero-days-to-expiration (0TED) options.

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  • FIA urges US Treasury Department to remain technology-neutral on AI

    FIA's letter suggested Treasury focus on the applications of artificial intelligence within the context of a particular use case as opposed to the technology as a whole.

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