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Advocacy

FIA advocates for open, transparent and competitive markets around the world. Our global advocacy team  works with regulators, policymakers, and the industry on the development and implementation of legislation and regulation through publications and filings.

Protection of customer funds - Frequently asked questions
October 28, 2025 CONTINUE READING
FIA responds to ASIC consultation on market integrity rules
October 22, 2025 CONTINUE READING
Trade associations urge EC to delay EMIR 3.0 reporting for third-country CCPs
October 22, 2025 CONTINUE READING
FIA responds to EBA consultation on non-ICT third-party risks
October 7, 2025 CONTINUE READING

Publications & Filings

  • FIA announces new client clearing model in Europe

    The FIA-sponsored European Agent Trustee Model (EATM) has gone live at LCH Ltd for its SwapClear service, marking an important milestone in a multi-year project between FIA, a consortium of bank clearing members, two European clearinghouses, and external counsel.  CONTINUE READING
  • FIA responds to BoE DP on enhancing the resilience of the gilt repo market

    FIA advocates for market-led, voluntary clearing of gilt repo transactions in response to the Bank of England Discussion Paper on enhancing the resilience of the gilt repo market. CONTINUE READING
  • FIA responds to Bank of England consultation on CCP resilience

    FIA's response to the BoE on CCP resilience advocates against financial incentives for porting and recommends enhancements to margin models in UK EMIR. CONTINUE READING
  • Expo 2025 Opening Remarks: Unlocking innovation – A force multiplier for our markets

    Opening remarks of Walt Lukken, President and CEO of FIA, at the 2025 Futures & Options Expo in Chicago. As prepared for delivery. CONTINUE READING
  • Protection of customer funds - frequently asked questions

    This document, first issued in February 2012, has been prepared by members of the FIA Law and Compliance Division and contains questions and answers addressing the basics of (i) segregation, collateral management and investments, (ii) minimum financial and other requirements for futures commission merchants and joint FCM/broker-dealers, and (iii) derivatives clearing organization guarantee funds. CONTINUE READING
  • FIA responds to ASIC consultation on market integrity rules

    FIA has submitted a response to the Australian Securities & Investments Commission's Consultation Paper 386 on proposed amendments to the ASIC market integrity rules for trading systems and automated trading. CONTINUE READING