Publications & Filings
-
FIA responds to consultation on position limits for certain Hang Seng Index derivatives
FIA has submitted a response to the Hong Kong Securities and Futures Commission’s February 2025 consultation on proposed increases to position limits for certain Hang Seng Index derivatives.
CONTINUE READING -
FIA responds to UK consultations on operational incident and third-party reporting
FIA has submitted a response to the Bank of England and Prudential Regulation Authority Consultation Paper 17/24, and the Financial Conduct Authority CP22/28 on operational incident and third-party arrangement reporting. FIA’s feedback highlights areas where requirements could be further refined to align with a genuinely risk-based model.
CONTINUE READING -
FIA responds to SEBI consultation on enhancing trading convenience and strengthening risk monitoring in equity derivatives
FIA has submitted a response to SEBI’s consultation paper on Enhancing Trading Convenience and Strengthening Risk Monitoring in Equity Derivatives. While supporting SEBI’s broader objectives of market stability and risk management, FIA raises key concerns about the introduction of delta-based position limits and proposed changes to open interest formulation.
CONTINUE READING -
Boca 2025 Opening Remarks: Let the Magic Happen
Opening remarks of Walt Lukken, President and CEO of FIA, at the International Futures Industry Conference in Boca Raton, Florida.
CONTINUE READING -
FIA seeks refinements to CME treasury clearing proposal to support FCM participation
FIA has filed comments with the US Securities and Exchange Commission in response to CME Securities Clearing's application and proposed rules to clear cash and repo treasury transactions.
CONTINUE READING -
FIA responds to European Commission SIU consultation
FIA has responded to the European Commission's request for input on its overall approach to the Savings and Investments Union. FIA welcomes the opportunity to outline its views on how to support the progress of the European SIU.
CONTINUE READING -
FIA letter to President Trump highlights priorities and opportunities
FIA's letter highlights US bank capital proposals, US Treasury clearing, evolving market structures and emerging technology/AI
CONTINUE READING -
FIA responds to IOSCO consultation on pre-hedging
FIA and ISDA's joint letter notes the benefits of pre-hedging for derivatives market participants and the difficulty in establishing a single definition across jurisdictions and asset classes.
CONTINUE READING -
FIA responds to CSRC consultation on programme trading in the futures market
FIA has submitted its response to the China Securities Regulatory Commission’s consultation on provisional regulations on programmatic trading in the futures market, expressing support for the policy objectives.
CONTINUE READING -
FIA responds to ASX consultation on default management auction framework
FIA has submitted a response to ASX's consultation on amendments to ASX Clear operating rules, which introduce a framework for default management auctions of cleared cash market and derivatives market products.
CONTINUE READING
