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Americas News

The latest industry and regulatory news affecting North and South America.

  • FIA Market Technology division releases leap second recommendations

    The FIA Market Technology Division today published a set of recommendations to help the industry prepare for the upcoming leap second event on June 30 and reduce the likelihood of market disruption.

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  • FIA issues recommendations for efficient swap clearing

    On Feb. 4, FIA released a set of recommendations aimed at improving important operational elements of the new clearing infrastructure for over-the-counter derivatives.

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  • @Markets June 2014

    ConvergEx Group, a global brokerage and trading-related services provider, expanded its LiquidPoint options technology business offering of multi-leg solutions to include the NXP Dark algorithm

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  • Customer Limit Screening Agreement

    Bunched Orders under CFTC Rule 1.73(a)(2)(v)

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  • FIA Requests Confirmation of Interpretation of CFTC Rule 1.73 Regarding SEFs and Bunched Orders

    FIA writes to the Division of Clearing and Risk on behalf of its member futures commission merchants (“FCMs”) to request confirmation of certain rule interpretations with respect to CFTC Rule 1.73.

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  • @MARKETS January 2014

    The London Metal Exchange’s LME Clear, the exchange’s selfclearing platform, chose The Depository Trust & Clearing Corporation as its partner for LMEwire, a new reporting service that is scheduled to go live in early 2014 to meet trade reporting requirements under the European Market Infrastructure Regulation.

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  • Tech Talk January 2014

    On Dec. 11 FIA submitted an extensive response to the Commodity Futures Trading Commission’s “Concept Release on Risk Controls and System Safeguards for Automated Trading,” which was issued in September as part of a broad examination of the impact of technology on U.S. futures markets.

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  • FIA releases drop copy recommendations

    The Futures Industry Association today released a set of recommendations for increasing the usefulness of drop copy systems in exchange-traded markets.

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  • FIA issues model disclosure form to assist FCMs in complying with CFTC regulation 1.71

    On July 13, the FIA issued a model disclosure form to assist futures commission merchants in complying with Regulation 1.71, a Commodity Futures Trading Commission rule that establishes information barriers between FCMs and affiliated swap dealers and major swap participants and requires FCMs to disclose to their customers conflicts of interest in the provision of trade execution or clearing services.

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  • FIA special report: CFTC discusses high-frequency trading

    The Commodity Futures Trading Commission hosted a lengthy discussion of high-frequency trading at a public meeting of its Technology Advisory Committee on June 20.

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