Paul Hastings LLP will discuss the CFTC's policy on self-reporting and cooperation credit in enforcement actions, its application in recent cases and calls for reform. The program will also review developments in the CFTC's enforcement of supervisory violations and offer practical insights for on how to navigate the differing whistleblower regimes of the DOJ, CFTC, and SEC.
This webinar will present the new requirements to be introduced by EMIR 3.0, expected to be published shortly in the Official Journal of the European Union following final Council sign-off. The main objective of EMIR 3.0 is to make the EU clearing landscape more attractive, resilient, and to broaden access to liquidity.
CONTINUE READINGMEMBERS ONLY - The Digital Operational Resilience Act (DORA) sets out detailed requirements for incident reporting, ICT risk management, subcontracting, threat-led penetration testing, among other areas. This webinar will present the aim behind DORA, who it applies to, and the state of play.
CONTINUE READINGThe U.S. Department of Justice (DOJ) and Commodity Futures Trading Commission (CFTC) are highly focused on commodities enforcement investigations and actions alleging market manipulation, spoofing, insider trading, breach of fiduciary duty, and fraud. Former senior DOJ prosecutors who led commodities enforcement investigations will highlight recent trends and developments in commodities enforcement actions and prosecutions, the statutes and enforcement tools used by the government, how legal theories have evolved, and best practices to mitigate risk.
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