At FIA Expo 2016, CFTC Commissioner Christopher Giancarlo discusses his concerns with the source code requirements in the CFTC's proposed Reg AT.
CONTINUE READINGWalt Lukken, president and CEO of FIA, and Yasuo Mogi, Vice Chairman of FIA Japan (FIAJ) signed a formal agreement affiliating the two organizations today at the 32nd Annual Futures and Options Expo.
CONTINUE READINGFIA announced that Money.Net is the winner of the 2016 FIA Expo Innovator of the Year award.
CONTINUE READINGFIA joined four industry trade associations in a response to proposed guidance from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO) on resilience and recovery of central counterparties (CCPs).
CONTINUE READINGFIA EPTA is the voice of Europe’s Principal Trading Industry.
CONTINUE READINGFIA announced the launch of an online tool to track and visualize trading activity on swap execution facilities (SEFs).
CONTINUE READINGThe CME Group is instituting changes to its exchange-for-related positions rules (Rule 538 and accompanying guidance).
CONTINUE READINGThe regulatory landscape for chief compliance officers is rapidly changing as companies enter new markets, each with different rules of engagement.
CONTINUE READINGThis summer, FIA EPTA marked the 5th anniversary of its foundation. Although still a comparatively young organisation, this milestone has caused the people, like myself, who were there at the start to reflect upon how things have changed since we’ve been in business – as well as looking forward to what the next five years might bring.
CONTINUE READINGThe CFTC’s new fraud-based anti-manipulation rule, Rule 180.1, provides it with broad authority to prosecute the misappropriation of material non-public information; often referred to as “insider trading.”
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