Videos
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FIA EPTA response to the IOSCO consultation on Market Data in the Secondary Equity Markets (CR03/2020)
The FIA European Principal Traders Association (FIA EPTA) welcomes the opportunity to respond to the International Organization of Securities Commissions (IOSCO) Consultation Report on market data in the secondary equity markets. In today’s markets, market data is of crucial importance for a wide range of investors and market participants – including FIA EPTA member firms.
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FIA responds to IOSCO consultation on market data
On 26 February, FIA responded to an International Organization of Securities Commissions (IOSCO) consultation on access to market data in secondary equity markets.
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The SEC’s new derivatives rule: practical implications for funds
The SEC recently adopted Rule 18f-4 under the 1940 Act, which will establish a comprehensive framework for the use of derivatives transactions by registered funds.
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FIA PTG supports FINRA proposed enhancements to TRACE reporting for US Treasury Securities
In a letter filed with FINRA today, the FIA Principal Traders Group (FIA PTG) supported proposed enhancements to TRACE reporting for US Treasury Securities.
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Business continuity and disaster resilience test findings published
The FIA Market Technology division completed its 16th annual continuity of business and disaster resilience test in October 2019. A full report on the test and its findings have been released.
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FIA endorses industry led climate finance principles
FIA President and CEO made a statement on the release of the pan trade financial industry associations statement of principles Financing a U.S. Transition to a Sustainable Low-Carbon Economy.
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FIA highlights CCP margin procyclicality concerns to European Regulators
FIA today presented to the European Securities and Markets Authority (ESMA) on the issues experienced in the spring of 2020 when high volatility and procyclicality of margin requirements were experienced in the global clearing system.
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ETD Volume - January 2021
Worldwide volume of exchange-traded derivatives was 4.65 billion contracts in the month of January, up 0.4% from the previous month and up 43% from January 2020.
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FIA PTG raises market access concerns with the Nasdaq Carteret data center roof
On February 12, 2021, FIA PTG submitted a letter to the SEC raising market access concerns with the wireless connectivity configuration to Nasdaq via the roof of their data center in Carteret, NJ.
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FIA PTG opposes amendment to National Market System Plan governing the Consolidated Audit Trail
On February 8, 2021, FIA PTG submitted a letter to the SEC encouraging the Commission to reject an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT).
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