Building on recent FIA publications, including Market Access Risk Management Recommendations (April 2010) and Recommendations for Risk Controls for Trading Firms (November 2010), this document offers a number of recommendations for executing firms to consider both in designing policies for their own brokers that handle orders electronically and in dealing with customers that access the markets through a broker’s trading platform.
CONTINUE READINGGlobal Futures and Options Trading Climbed 11.4% in 2011
CONTINUE READINGWashington, D.C.—Feb. 29, 2012—The Futures Industry Association released two documents today to address issues related to the bankruptcy of MF Global.
CONTINUE READINGFOA response to Consultation Paper: ESMA/2011/446 – Guidelines on certain aspects of the MiFID compliance function requirements
CONTINUE READINGFOA Position Paper on MAD/MAR
CONTINUE READINGMarket Abuse Regulation and Directive - Summary of Key Points
CONTINUE READINGThe Futures Industry Association announced today that it has established a special committee to address issues related to the bankruptcy of MF Global.
CONTINUE READINGThe FOA has responded to European Parliament's Questionnaire on MiFID/MiFIR 2 by Markus Ferber MEP
CONTINUE READINGThe Futures Industry Association issued the following statement in response to the events involving the bankruptcy of MF Global.
CONTINUE READINGJanuary - June 2011 Volume Trends
CONTINUE READING
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