Letter from ESMA to the FOA on ETD reporting
CONTINUE READINGFOA response to FSA's CP12/22: Client assets regime: Part II & III
CONTINUE READINGRequest for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
CONTINUE READINGLetter to Commissioner Sommers Re: Definition of a "US Person"
CONTINUE READINGFOA response to the Consultation Paper on Exemption for market making activities
CONTINUE READINGResponse to Proposed Amendment to CFTC Large Trade Reporting Rules
CONTINUE READINGThis document supports and seeks to provide more detailed guidance on the implementation of, amongst other things, the ‘Guidelines on systems and controls in an automated trading environment’ (ESMA Guidelines).
CONTINUE READINGFOA Guidance on Systems and Controls for Electronic Trading Environments
CONTINUE READINGCFTC staff granted an extension of time to comply with certain provisions of the clearing member risk management rule, Rule 1.73, which is scheduled to go into effect on October 1, 2012.
CONTINUE READINGSeg Funds Revisited: Industry Response to Peregrine and MF Global Collapses
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