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To help members keep up with legislative and regulatory development, FIA provides links to hearing notices, proposed rules, consultation papers, guidance and other documents issued by lawmakers and regulators.
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On Dec. 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight issued interpretative guidance addressing an important compliance issue for U.S. brokers...
On 4 May the European Commission published a legislative text proposing changes to the current EMIR framework. Vice-President Valdis Dombrovskis, who presented the proposal, emphasised that the...
Today the Group of Central Bank Governors and Heads of Supervision (GHOS) of the Basel Committee on Banking Supervision announced a delay in their planned January meeting to review the latest...
The FIA , FIA Principal Traders Group (FIA PTG), International Swaps and Derivatives Association , Inc. (ISDA), Managed Funds Association (MFA), Securities Industry and Financial Markets...
On 2 December 2016, the IRS released a notice postponing the implementation date for non-delta-one products to 2018 and stating that it will consider the extent to which a taxpayer or withholding...
The CFTC's division of swap dealer and intermediary oversight on Nov. 30 issued no-action relief to FCMs and introducing brokers that streamlines the process for providing risk disclosure...
FIA welcomes today’s publication of the European Commission’s (EC) proposals to amend the Capital Requirements Directive 2013/36/EU (CRD IV) and the Capital Requirements Regulation EU No 575/2013(...
On 20 September, the Hong Kong Securities and Futures Commission (SFC) released a consultation proposing enhancements to the Hong Kong position limits regime to expand its scope and allow the SFC...
On Sept. 19 ICE Clear Europe was authorized by the Bank of England as a central counterparty in accordance with the European Market Infrastructure Regulation (EMIR).
List of recognised...
On Aug. 16, three high-level groups of regulators issued a coordinated package of reports aimed at strengthening the safety and resiliency of derivatives clearinghouses worldwide. The reports...
Global Reach. Regional Expertise.
