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Compliance collaboration
SGX Launches Initiatives to Address Spoofing and Other Market Misconduct
CONTINUE READINGOperational Efficiency
FIA Tech Digitizes ‘Give-Up’ Agreements, Launches Product Database
CONTINUE READINGInformation security: G-7 leaders issue cybersecurity guidance for the financial sector
The G-7 group of nations on Oct. 11 issued cybersecurity best practices for all entities in the financial sector.
CONTINUE READINGFIA files letters to ESMA on position limit proposals under MiFID II
At the end of September 2016, FIA filed jointly with ISDA, GFMA, EFET and WMBA two letters to ESMA, asking for clarifications regarding the scope of the position limits regime under Art. 57 of MiFID II.
CONTINUE READINGFIA Special Report: Election aftermath - what to expect from the transition
Although the results of the Nov. 8 U.S. elections are not yet complete, all major news outlets have declared Donald Trump to be the winner of the presidential election, with Republican majorities in both the House of Representatives and the Senate.
CONTINUE READINGFIA files response to FCA Consultation Paper on MiFID II implementation
On 28 October, FIA filed its response to FCA Consultation Paper 16/19 on MiFID II implementation in the UK.
CONTINUE READINGCFTC source code proposal raises grave concerns
FIA, along with the FIA Principal Traders Group (FIA PTG), expressed grave concerns regarding a critically important provision in the CFTC’s proposed supplement to its draft rules on automated trading.
CONTINUE READINGPan-industry coalition urges international banking regulators to revise leverage ratio
A coalition of 15 industry bodies representing clearing members, asset managers, insurance companies, commodity end-users, hedge funds, derivatives exchanges and clearinghouses warned that the leverage ratio component of the Basel III capital requirements will harm the strength and stability of the cleared derivatives markets worldwide unless it is amended to recognize the exposure-reducing effect of the collateral that clearing banks collect from their clients.
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