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FIA responds to SFC consultation on proposed enhancements to the position limit regime
FIA has responded to the Securities and Futures Commission (SFC) on its proposals to enhance the position limit regime in Hong Kong.
CONTINUE READINGExchange amendments to block trade pre-hedging rules
FIA is pleased to host representatives from CME, ICE and Nasdaq Futures regarding the exchanges’ recent amendments to their block trade pre-hedging rules.
CONTINUE READINGFIA EPTA response to the European Securities and Markets Authority’s Discussion Paper on the trading obligation for derivatives under MiFIR
FIA EPTA members have consistently supported the leading objective of the 2009 G20 Pittsburgh commitments and the subsequent EU derivatives markets reforms, which aim to ensure that trading in standardised OTC derivatives takes place on exchanges or electronic trading platforms where possible.
CONTINUE READINGLukken welcomes Tom Sexton as president and CEO of NFA
Walt Lukken, president and CEO of FIA, congratulated Tom Sexton on being named president and CEO of the National Futures Association (NFA) today.
CONTINUE READING2016 CFTC and SRO enforcement trends
Get up to speed on the 2016 CFTC and SRO enforcement trends at the final FIA Law & Compliance Division webinar for 2016.
CONTINUE READINGFIA and GFMA submit feedback on proposed QCCP extension
On 15 November 2016, FIA and GFMA jointly submitted supportive feedback on the European Commission’s published Draft Implementing Regulation and feedback request on the extension of transitional period related to own funds requirements for exposure to CCPs in the Capital Requirements Regulation (CRR).
CONTINUE READINGMiFID crashcourse for U.S. CCOs
This webinar will provide bite-sized introductions to key regulatory developments in Europe under the revised Market in Financial Instruments Directive (MiFID II) and the associated Markets in Financial Instruments Regulation (MiFIR).
CONTINUE READINGTransparency, Registration and Oversight
Regulators Outline Reform Agenda for U.S. Treasury Market
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