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Reporting

  • February 12, 2016 • FIA, Cross Border, Recordkeeping and reporting, Clearing

    Hong Kong defers mandatory clearing until September 2016

    On 5 February 2016, the Hong Kong Securities and Futures Commission (“SFC”) and Hong Kong Monetary Authority (“HKMA”) published their joint consultation conclusions on proposals to introduce mandatory clearing and expand mandatory trade reporting for the second stage of the OTC derivatives regulatory regime.

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  • February 5, 2016 • FIA, MIFID II, Recordkeeping and reporting

    FIA calls for flexible use of ISINs for ETD reference data

    FIA and its members have asked the European Commission to reconsider the mandatory use of International Securities Identification Numbers (ISINs) as the sole option for identification for exchange-traded derivatives.

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  • January 18, 2016 • FIA, Benchmark Reform, Clearing, Cross Border, EMIR, Recordkeeping and reporting

    FIA urges Lord Hill to consider effects of EU regulation on Asia-Pacific markets

    On 13 November 2015, FIA, ASIFMA and ISDA hosted an industry roundtable with EU Commissioner Lord Jonathan Hill in Hong Kong.

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  • November 13, 2015 • FIA, Capital, Clearing, Recordkeeping and reporting

    FIA responds to Hong Kong mandatory clearing proposals

    On 5 November 2015, FIA joined with ISDA and ASIFMA in submitting a response to the HKMA and SFC’s public consultation on the introduction of mandatory clearing of OTC derivatives and to expand the existing mandatory OTC derivatives trade reporting regime.

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  • November 2, 2015 • FIA, EMIR, Recordkeeping and reporting

    FIA issues guidance on EMIR reporting

    The FIA Reporting Working group has pulled together some guidance on how to populate fields 33-40 and 45-46 (Table 2 Common data) for the EMIR reporting regime following the implementation of the Level 2 validation process that went live on 31 October 2015

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  • October 19, 2015 • FIA, Clearing, Cross Border, Recordkeeping and reporting

    FIA prepares joint response on Hong Kong Mandatory Clearing Consultation

    The HKMA and the SFC have jointly issued a public consultation on the introduction of mandatory clearing of OTC derivatives and to expand the existing mandatory OTC derivatives trade reporting regime.

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  • September 24, 2015 • FIA, Americas, Recordkeeping and reporting, Audio, Regulatory Guidance

    FIA issues customer notice regarding REMIT Registration and Reporting

    This document summarizes the EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) registration and reporting requirements, which enter into force on October 7, 2015 for certain exchange-traded energy futures and options and April 7, 2016 for certain over-the-counter energy contracts.

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  • September 24, 2015 • FIA, Industry Operations, Recordkeeping and reporting

    FIA issues customer notice regarding REMIT Registration and Reporting

    This document summarizes the EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) registration and reporting requirements, which enter into force on October 7, 2015 for certain exchange-traded energy futures and options and April 7, 2016 for certain over-the-counter energy contracts.

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  • September 21, 2015 • FIA, Recordkeeping and reporting

    FIA request to modify and extend OCR No-Action relief

    FIA sent a letter to the CFTC requesting a modification and extension of the current no-action relief for Ownership and Control Reports Implementation Reporting Requirements.

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  • August 17, 2015 • FIA, Capital, Clearing, Cross Border, EMIR, Recordkeeping and reporting

    FIA response to the EMIR Review

    Last week, FIA submitted its response to the European Commision's EMIR Review.

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