Regulatory Guidance
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FIA updates its set of standard recommendations for ETD eTrading under MiFID II
FIA’s set of MiFID II minimum standard recommendations for ETD eTrading for EU exchanges has now been updated to include an algo conformance statement on materiality.
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FIA issues guidance on EMIR reporting
The FIA Reporting Working group has pulled together some guidance on how to populate fields 33-40 and 45-46 (Table 2 Common data) for the EMIR reporting regime following the implementation of the Level 2 validation process that went live on 31 October 2015.
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FIA issues customer notice regarding REMIT Registration and Reporting
This document summarizes the EU Regulation on Wholesale Energy Market Integrity and Transparency (REMIT) registration and reporting requirements, which enter into force on October 7, 2015 for certain exchange-traded energy futures and options and April 7, 2016 for certain over-the-counter energy contracts.
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FIA issues guide to the development and operation of automated trading systems
Washington, D.C.—March 23, 2015—Today, FIA released a comprehensive guide to the development and operation of automated trading systems.
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FIA MiFID II Project Plan
FIA's project plan helps members track the progess towards meeting the deadline of 2 March for responding to ESMA's latest consultation on MiFID II/MiFIR
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FIA issues fourth version of guide to Customer Fund Protections
WASHINGTON, D.C., Nov. 25, 2014—FIA today issued an updated version of its guide to the rules and regulations relating to customer fund protections in the U.S.
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Working group output: EMIR Reportable Fields Summary Discussion Document - 22 May 2014
Working group output: EMIR Reportable Fields Summary Discussion Document - 22 May 2014
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FOA Appendix 2: Price Indices Guidelines for Price Agregators and Data Providers
FOA Appendix 2: Price Indices Guidelines for Price Agregators and Data Providers
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FIA provides guidance on CCP bankruptcy remote status
FIA has published guidance regarding the standards that need to be satisfied in order for a clearing member to conclude that the margin it posts to a clearinghouse is "bankruptcy remote" for purposes of the Basel III capital requirements.
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