The Commodity Futures Trading Commission held an open meeting on March 25 to vote on two swap-related rulemakings.
CONTINUE READINGThis Law & Compliance Division webinar explored the current landscape of manipulation law under the CEA, and what these recent decisions mean both for the CFTC's enforcement program and private litigants.
CONTINUE READINGDan Berkovitz joined FIA president and CEO Walt Lukken in a fireside chat at his first FIA conference since being sworn in as Commissioner of the Commodity Futures Trading Commission. In addition to learning more about Dan’s background, the Expo audience also heard the Commissioner share his thoughts on the key developments impacting regulation of derivatives markets in the U.S. and across the globe.
CONTINUE READINGThe U.S. Securities and Exchange Commission has scheduled an open meeting Oct. 11 to discuss one of several outstanding rulemakings necessary to complete the Dodd-Frank requirements for credit default swaps and other security-based derivatives. At that meeting, the five SEC commissioners will discuss whether to reopen the comment period on proposals related to capital, margin and segregation requirements for security-based swap dealers and major swap market participants. The meeting comes amid a recent focus on coordination with the Commodity Futures Trading Commission on swap regulations mandated by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The SEC has jurisdiction over credit default swaps based on individual companies, while the CFTC has jurisdiction over CDS based on indices.
CONTINUE READINGOn June 14, the Futures Industry Association and the Commodity Markets Council submitted a petition asking the Commodity Futures Trading Commission to amend the Ownership and Control Reports Rule.
CONTINUE READINGIn its first open meeting since 2016, the Commodity Futures Trading Commission met on June 4 to advance several rulemakings.
CONTINUE READINGGiancarlo Urges European Regulators to Avoid Overlapping Oversight
CONTINUE READINGOn May 3, the Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions published a joint report on clearinghouse risk management practices.
CONTINUE READINGRegulator tells exchanges to solicit input from member firms before launching new contracts
CONTINUE READINGHong Kong Exchanges and Clearing has deployed the latest market surveillance technology from Nasdaq to safeguard the integrity of its equity market.
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